Publications

Published Works

Journal publications, selected conference papers, and book publications by Prof. Tian-Shyr Dai and collaborators.

Journal Publications

Research Papers

Year Title Authors Journal Name GitHub
2026 Contingent capital: A tale of two valuations Tian-Shyr Dai, Chien-Ling Lo, You-Jia Sun, Hao-Han Chang Journal of Risk and Insurance -
2026 Reverse Mortgages with Long-Term Care Cost Coverage: The Role of Health State Granularity in Valuing Prepayment Options Tian-Shyr Dai, Liang-Chih Liu, Shang-Hung Tsao, Sharon S. Yang Insurance: Mathematics and Economics, 2026, 103253 -
2025 Optimizing stock portfolios with deep reinforcement learning after FNN-based fundamental analysis You-Jia Sun, Zong-Yu Lu, Chia-Hung Liao, Tian-Shyr Dai, Shyan-Ming Yuan Quantitative Finance -
2025 Unconventional Refinement for VECM-Based Pairs Trading Strategy through Asymptotic Properties Tian-Shyr Dai, Hung-Sheng Kuo, Hao-Han Chang, Tzu-Chi Huang, Chu-Lan Michael Kao Computational Economics -
2025 Fund Transfer Fraud Detection: Analyzing Irregular Transactions and Customer Relationships with Self-Attention and Graph Neural Networks Yi-Cheng Shih, Tian-Shyr Dai, Ying-Ping Chen, Yen-Wu Ti, Wun-Hao Wang, Yun Kuo Expert Systems with Applications, 259 (2025): 125211 -
2024 Asymptotic Analyses for Trend-Stationary Pairs Trading Strategy in High-Frequency Trading Tian-Shyr Dai, Yi-Jen Luo, Hao-Han Chang, Chu-Lan Kao, Kuan-Lun Wang, Liang-Chih Liu Review of Quantitative Finance and Accounting, 63(4), 1391-1411 -
2024 Constructing Optimal Portfolio Rebalancing Strategies with a Two-Stage Multiresolution-Grid Model Tian-Shyr Dai, B. J. Chen, You-Jia Sun, D. Y. Yang, M. E. Wu Computational Economics, 64(5), 3117-3142 Code
2024 Improving cointegration-based pairs trading strategy with asymptotic analyses and convergence rate filters Yen-Wu Ti, Tian-Shyr Dai, Kuan-Lun Wang, Hao-Han Chang, You-Jia Sun Computational Economics, 64(5), 2717-2745 -
2024 On the Design of Bail-in-able Bonds from the Perspective of Non-Financial Firms Liang-Chih Liu, Tian-Shyr Dai, Lei Zhou International Review of Economics and Finance, 89 (2024): 1136-1155 -
2023 Pricing Tenure Payment Reverse Mortgages with Optimal Exercised Prepayment Options under House Price, Interest Rate, and Mortality Risk Tian-Shyr Dai, Sharon S. Yang, Liang-Chih Liu Quantitative Finance, 23(9), 1325-1339 -
2022 Feature Generation and Contribution Comparison for Electronic Fraud Detection Yen-Wu Ti, Yu-Yen Hsin, Tian-Shyr Dai, Ming-Chuan Huang, Liang-Chih Liu Scientific Reports, 12, Article 18042 (2022) -
2022 Improving Pairs Trading Strategies Using Two-Stage Deep Learning Methods and Analyses of Time (In)variant Inputs for Trading Performance Wei-Lun Kuo, Wei-Che Chang, Tian-Shyr Dai, Ying-Ping Chen, Hao-Han Chang IEEE Access, 10, 97030-97046 (2022) -
2022 A Novel State-Transition Forest: Pricing Corporate Securities with Intertemporal Exercise Policies and Corresponding Capital Structure Changes Liang-Chih Liu, Tian-Shyr Dai, Hao-Han Chang, Lei Zhou Quantitative Finance, 22(11), 2021-2045 (2022) -
2022 Feature Engineering and Resampling Strategies for Fund Transfer Fraud with Limited Transaction Data and a Time-inhomogeneous Modi Operandi Yu-Yen Hsin, Tian-Shyr Dai, Yen-Wu Ti, Ming-Chuan Huang, Ting-Hui Chiang, Liang-Chih Liu IEEE Access, 10, 86101-86116 (2022) -
2022 A Stochastic-Volatility Equity Price Tree for Pricing Convertible Bonds with Endogenous Firm Values and Default Risks Determined by the First-Passage Default Model Tian-Shyr Dai, Chen-Chiang Fan, Liang-Chih Liu, Chuan-Ju Wang, Jr-Yan Wang Journal of Futures Markets, 42(12), 2103-2134 (2022) -
2022 Option Pricing with the Control Variate Technique beyond Monte Carlo Simulation Chun-Yuan Chiu, Tian-Shyr Dai, Yuh-Dauh Lyuu, Liang-Chih Liu, Yu-Ting Chen North American Journal of Economics and Finance, 62, 101772 (2022) -
2022 Analyzing Interactive Call, Default, and Conversion Policies for Corporate Bonds Liang-Chih Liu, Tian-Shyr Dai, Lei Zhou, Hao-Han Chang Journal of Futures Markets, 42(8), 1597-1638 (2022) -
2022 Efficient and Robust Combinatorial Option Pricing Algorithms on the Trinomial Lattice for Polynomial and Barrier Options Jr-Yan Wang, Chuan-Ju Wang, Tian-Shyr Dai, Tzu-Chun Chen, Liang-Chih Liu, Lei Zhou Mathematical Problems in Engineering, Article ID 5843491 (2022) -
2022 Structural break-aware pairs trading strategy using deep reinforcement learning Jing-You Lu, Hsu-Chao Lai, Wen-Yueh Shih, Yi-Feng Chen, Shen-Hang Huang, Hao-Han Chang, Jun-Zhe Wang, Jiun-Long Huang, Tian-Shyr Dai The Journal of Supercomputing, 78, 3843-3882 (2022) -
2022 Analytical Pricing Formulae for Vulnerable Vanilla and Barrier Options Liang-Chih Liu, Chun-Yuan Chiu, Chuan-Ju Wang, Tian-Shyr Dai, Hao-Han Chang Review of Quantitative Finance and Accounting, 58, 137-170 (2022) -
2018 An Accurate Lattice Model for Pricing Catastrophe Equity Put Under the Jump-Diffusion Process Chuan-Ju Wang, Tian-Shyr Dai IEEE Computational Intelligence Magazine, 13 (2018), 35-45 -
2017 A Modified Reduced-Form Model with Time-Varying Default and Recovery Rates and its Applications in Pricing Convertible Bonds Jr-Yan Wang, Tian-Shyr Dai Journal of Derivatives, 24 (2017), 52-79 -
2016 Evaluating Corporate Bonds and Analyzing Claim Holders' Decisions with Complex Debt Structure Liang-Chih Liu, Tian-Shyr Dai, Chuan-Ju Wang Journal of Banking and Finance, 72 (2016), 151-174 -
2015 Pricing guaranteed minimum/lifetime withdrawal benefits with various provisions under investment, interest rate and mortality risks Tian-Shyr Dai, Sharon S. Yang, Liang-Chih Liu Insurance: Mathematics and Economics, 64 (2015), 364-375 -
2015 Pricing Asian Option by the FFT with Higher-Order Error Convergence Rate under Levy Processes Chun-Yuan Chiu, Tian-Shyr Dai, Yuh-Dauh Lyuu Applied Mathematics and Computation, 252 (2015), 418-437 -
2014 Evaluating Corporate Bonds with Complicated Liability Structures and Bond Provisions Chuan-Ju Wang, Tian-Shyr Dai, Yuh-Dauh Lyuu European Journal of Operational Research, 237 (2014), 749-757 -
2014 Pricing barrier stock options with discrete dividends by approximating analytical formulae Tian-Shyr Dai, Chun-Yuan Chiu Quantitative Finance, 14 (2014), 1367-1382 -
2013 Realized Tax Benefits and Capital Structure Tian-Shyr Dai, Chuan-Ju Wang International Journal of Bonds and Currency Derivatives, 1 (2013), 88-109 -
2013 A Flexible Tree for Evaluating Guaranteed Minimum Withdrawal Benefits under Deferred Life Annuity Contracts with Various Provisions Sharon S. Yang, Tian-Shyr Dai Insurance: Mathematics and Economics, 52 (2013), 231-242 -
2013 A Multi-Phase, Flexible, and Accurate Lattice for Pricing Complex Derivatives with Multiple Market Variables Tian-Shyr Dai, Yuh-Dauh Lyuu, Chuan-Ju Wang, Yen-Chun Liu Journal of Futures Markets, 33(9), 795-826 (2013) -
2013 Outperformance Certificates: Analysis, Pricing, Interpretation, and Performance Rodrigo Hernandez, Wayne Lee, Pu Liu, Tian-Shyr Dai Review of Quantitative Finance and Accounting, 40(4), 691-713 (2013) -
2010 An Efficient and Accurate Lattice for Pricing Derivatives under a Jump-diffusion Process Tian-Shyr Dai, Yuh-Dauh Lyuu, Chuan-Ju Wang, Yen-Chun Liu Applied Mathematics and Computation, 217 (2010), 3174-3189 -
2011 A Reliable Fingerprint Orientation Estimation Algorithm Limin Liu, Tian-Shyr Dai Journal of Information Science and Engineering, 27 (2011), 353-368 -
2010 The Bino-Trinomial Tree: A Simple Model for Efficient and Accurate Option Pricing Tian-Shyr Dai, Yuh-Dauh Lyuu Journal of Derivatives, 17 (2010), 7-24 -
2009 Using the LIBOR Market Model to Price the Interest Rate Derivatives: A Recombining Binomial Tree Methodology Tian-Shyr Dai, Hui-Ming Chung, Chun-Ju Ho NTU Management Review, 20 (2009), 41-68 -
2009 A Hybrid Importance Sampling Algorithm for Estimating VaR Under the Jump Diffusion Model Tian-Shyr Dai, Limin Liu Journal of Software Engineering and Applications, 2 (2009), 301-307 -
2009 Efficient Option Pricing on Stocks Paying Discrete or Path-Dependent Dividends with the Stair Tree Tian-Shyr Dai Quantitative Finance, 9(7), 827-838 (2009) -
2009 Accurate and Efficient Lattice Algorithms for American-Style Asian Options with Range Bounds Tian-Shyr Dai, Yuh-Dauh Lyuu Applied Mathematics and Computation, 209 (2009), 238-253 -
2008 Pricing Snowball Notes with Hull-White Model and Quadrature Methods Tian-Shyr Dai, Kuan-Lun Wang, Tzu Tai Journal of Futures and Options, 1 (2008), 73-108 -
2008 Adaptive Placement Method on Pricing Arithmetic Average Options Tian-Shyr Dai, Jr-Yan Wang, Hui-Shan Wei Review of Derivatives Research, 11 (2008), 83-118 -
2008 Linear-Time Option Pricing Algorithms by Combinatorics Tian-Shyr Dai, Limin Liu, Yuh-Dauh Lyuu Computers and Mathematics with Applications, 55 (2008), 2142-2157 -
2009 Accurate Approximation Formulas for Stock Options with Discrete Dividends Tian-Shyr Dai, Yuh-Dauh Lyuu Applied Economics Letters, 16(16), 1657-1663 (2009) -
2007 Enhanced SEA Algorithm and Fingerprint Classification Directional Image Limin Liu, C. Huang, Tian-Shyr Dai, G. Chen International Journal of Computer Applications in Technology, 30(4), 295-302 (2007) -
2007 An Exact Subexponential-Time Lattice Algorithm for Asian Options Tian-Shyr Dai, Yuh-Dauh Lyuu Acta Informatica, 44(1), 23-39 (2007) -
2006 Ridge Orientation Estimation and Verification Algorithm for Fingerprint Enhancement Limin Liu, Tian-Shyr Dai Journal of Universal Computer Science, 12 (2006), 1426-1438 -
2005 Analytics for Geometric Average Trigger Reset Options Tian-Shyr Dai, Yuh-Yuan Fang, Yuh-Dauh Lyuu Applied Economics Letters, 12 (2005), 835-840 -
2005 An Efficient Convergent Lattice Algorithm for European Asian Options Tian-Shyr Dai, Guan-Shieng Huang, Yuh-Dauh Lyuu Applied Mathematics and Computation, 169(2), 1458-1471 (2005) -
2002 Efficient, Exact Algorithms for Asian Options with Multiresolution Lattices Tian-Shyr Dai, Yuh-Dauh Lyuu Review of Derivatives Research, 5 (2002), 181-203 -

Selected Conference Publications

Conference Papers

Year Title Authors Journal Name GitHub
2023 Hunting for Short-term Bonds via Flexibility: the Call Policy from the Perspective of Debt Maturity Decision in the Corporate Bond Market Liang-Chih Liu, Lei Zhou, Tian-Shyr Dai, Kevin Tseng 2023 Western Finance Association Meetings -
2004 An Exact Subexponential-Time Lattice Algorithm for Asian Options Tian-Shyr Dai, Yuh-Dauh Lyuu Proceedings of ACM-SIAM Symposium on Discrete Algorithms (SODA04) -

Books

Book Publications

Year Title Authors Journal Name GitHub
2005 C++ and Quantitative Finance Tian-Shyr Dai Taiwan: Securities and Futures Institute, ISBN: 986-7737-51-2 (2005) -